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REGULATORY INFORMATION

This web site provides general information about First Western Investment Management, Inc., and is not intended to offer investment advice through the Internet. This site provides an opportunity for you to read about our approach and to be able to contact us for further information.

First Western Investment Management, Inc., is a registered investment advisor with the United States Securities & Exchange Commission (SEC). In addition to registering with the SEC, GKM Advisers is registered with the states of currently registered with the states of Arizona, California, Colorado, Hawaii, Illinois, Louisiana, Nevada, New York and Pennsylvania. When the number of our clients in a state meets that state’s registration requirements, First Western Investment Management, Inc.,  will register in that state. First Western Investment Management, Inc., renders individualized responses to persons in a particular state only after complying with the state's regulatory requirements, or pursuant to an applicable state exemption or exclusion.

In conjunction with each client engagement for investment management, a copy of our Form ADV, Part II, which may be contained within our brochure materials, must be delivered to the Client. You may request a copy of our Disclosure Document, Form ADV, Part II.

First Western Investment Management, Inc., takes a long-term approach to investing and investment recommendations are made only after a comprehensive review of a client's situation. A comprehensive review generally includes, but is not limited to, an assessment of goals and objectives, risk tolerance, and investment horizon. There are no performance guarantees expressed or implied. Past performance is no guarantee of similar success in the future.

The information that is provided on First Western Investment Management, Inc., web pages has been compiled to the best of our ability. However, First Western Investment Management, Inc.,  makes no warranty of any kind, expressed or implied, and will not be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused, directly, or indirectly, by information contained in First Western Investment Management, Inc.,  publications. 



First Western Investment Management is a registered investment advisor with the U.S. Securities and Exchange Commission (SEC). In addition, First Western Investment Management is currently registered with the states of Arizona, California, Colorado, Hawaii, Illinois, Louisiana, Massachusetts, Nevada, New York and Pennsylvania. We will register with additional states whenever our client count in any particular state meets registration requirements. Please read our full regulatory information.



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